| Transaction fees | Fees and Charges (HKD) |
|---|---|
| Brokerage Commission | Commission rate charged on transaction amount is stated on your statements (Min : $100.00 per transaction) |
| Stamp Duty | 0.13% of the transaction amount (round up dollar) |
| Transaction Levy | 0.0027% of transaction amount |
| Trading Fee | 0.00565% of transaction amount |
| CCASS Fee | 0.01% of the transaction amount (Minimum charge: $3.00) |
| Financial Reporting Council (FRC) Transaction Levy | 0.00015% on transaction amount ( Effective from January 1, 2022) |
| Others | Fees and Charges (HKD) |
|---|---|
| Stock Transfers | |
| Settlement Instruction Deposit (S.I.) | Waived |
| Settlement Instruction Withdrawal (S.I.) | 0.25% of market value of the previous trading date plus $100.00 per stock |
| Investor Settlement Instructions (ISI) | $100.00 per stock (Free of charge for stock deposit) |
| Physical stock deposit | $5.00 per transfer deed |
| Physical stock withdrawal | $5.00 per board lot plus $100.00 per instruction |
| Nominee Service & Corporate Actions | |
| Collection of dividends / Bond interest fee | 0.12% of the dividend value/ Bond coupon interest (Minimum $50.00), $1.50 per board lot (For first registration with CCASS) |
| Collection of Bonus Shares / Warrants/ Rights | $50.00 per transaction, $1.50 per board lot (For first registration with CCASS) |
| Dividend or Bonus Shares Claim | 0.12% of the dividend value (Minimum $50.00) and $500.00 service charge |
| Exercise rights or warrants | $100.00 handling fee |
| Book close fee | $1.50 per board lot (Round up to the nearest board lot) |
| Nominee Service & Corporate Actions | $100.00 per transaction |
| Tendering shares under takeover or privatization | $100.00 per transaction |
| Shares Consolidation / Subdivision | $50.00 per transaction |
| Redemption of Debt Securities | $100.00 per transaction |
| Other Services | |
| IPO subscription: | $100.00 per transaction |
| Telegraphic Transfer(TT) | $150.00-$500.00 |
| Statements retrieval | Free (Within 3 month), $100.00 each statement (Over 3 month) |
| Postal Statement Service | $10.00 per month |
| Penalty for late settlement transaction | Interest charge at Hong Kong Dollar Prime Rate of China Construction Bank (Asia) + 8% on total late settlement amount |
| CIES Annual Return Fee | $5,000 annually |
Remark :
*1. The information contained herein is subject to change without prior notice.
*2. The rates and fees indicated herein are for securities traded on The Stock Exchange of Hong Kong Limited for your reference only. Please refer to your daily and monthly activity statement for the actual fees and charges applicable to your account(s).
Yuen Meta (International) Securities Limited CE No. : BIL855
